Our financial services regulation expertise spans new applications for authorisation, through to change of control and the wider issues affecting financial services organisations, such as disciplinary issues and market abuse.
We act for UK and international clients ranging from banks and building societies, through to insurers, reinsurers, mortgage firms and other commercial lenders, asset managers and investors, payment service providers, clearing houses and rating agencies.
We’re particularly known for our work on consumer credit, and for providing expert support in setting up new financial services businesses, as well as preparing businesses for sale.
Our approach sets us apart. Whereas some firms advise from a technical stand-point we work hard to focus on your customer journey, understanding how your customers interact with your business and the regulatory challenges this presents.
This event is open to General Counsel, Compliance Officers, Anti-Financial Crime Officers and MRLOs of banks and financial institutions. If you would like to attend please click on the link below.
Court of Appeals Berlin, decision of 29.09.2018 – (4) 161 Ss 28/18 (35/18) published in German under: www.gerichtsentscheidungen.berlin-brandenburg.de
Recent developments on “Gun Jumping”
Lord Adair Turner, former chair of the FSA until 2013, predicted in 2016 that "the losses which will emerge from peer-to-peer lending over the next five to ten years will make the worst bankers look like lending geniuses."
This article examines the key proposals for how firms, not currently subject to the FCA's Senior Managers' regime, will be transitioned into it when it is extended to all firms.
We draw experts from across the firm to build tailored, sector teams with genuine expertise in your market and of your customers. These include M&A, insurance law, technology, data protection, EU consumer law and retail law.