The FCA: Where are we now?

In April last year the UK welcomed the introduction of a new regulatory structure governed by new principles and said to have been enhanced by new powers with some hesitation. On turning one, we look at the FCA’s first year in action, the extent to which it has succeeded in distinguishing itself from its predecessor and what financial advisors and the wider industry can expect to see in the year ahead.

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This information is intended as a general discussion surrounding the topics covered and is for guidance purposes only. It does not constitute legal advice and should not be regarded as a substitute for taking legal advice. DWF is not responsible for any activity undertaken based on this information.